Securities Violator Sentenced to 20 Years in Prison www.securitieslawyer101.com/securities-indictmen/
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Securities Violator Sentenced to 20 Years in Prison www.securitieslawyer101.com/securities-indictmen/
Show moreSecurities Attorney Sentenced to 18 Months in Securites Frau www.securitieslawyer101.com/securities-attorney-indicted/ On July 17, 2013, Richard Kranitz, a Wisconsin securities attorney was sentenced to 18 months in federal prison Wednesday for his role in a securities fraud involving an FBI Sting operation. Kranitz was also sentenced to 12 months of supervised release
Show moreThe JOBS Act’s Amendments to Form D www.securitieslawyer101.com/formd-2/ On July 10, 2013, the SEC adopted final rules as required by Title II of the JOBS Act which directed the SEC to eliminate the ban on general solicitation and advertising for certain offerings conducted under Rule 506 of Regulation D, of
Show moreDetermining Accredited Investor Status Under Rule 506(c) www.securitieslawyer101.com/rule506c/
Show moreRule 144’s Adequate Current Public Information Requirement www.securitieslawyer101.com/rule-144s-adequate-current-public-information-requirement-2/
Show moreForm 211 l Going Public Attorney l OTC Pink Sheets www.securitieslawyer101.com/form211-going-public-pink-sheets/
Show moreMarket Makers & Going Public Transactions www.securitieslawyer101.com/market-makers-going-public/
Show moreSEC Suspends Camelot Entertainment and 5 other Issuers www.securitieslawyer101.com/trading-suspension/
Show moreSecurities Lawyer 101 Announces its Going Public and Securit online.wsj.com/article/PR-CO-20130624-908704.html Hamilton & Associates Securities Lawyers announces revisions of the firm's informative website that offers extensive information about securities law, going public transactions, reverse merger risks and SEC registration Statements.
BOCA RATON, Fla., June 24, 2013 /PRNewswire/ -- Hamilton and Associates Securities Lawyers announces up
Opportunist Magazine Interviews Securities Lawyer Brenda Ham www.24-7pressrelease.com/press-release/opportunist-magazine-interviews-securities-lawyer-brenda-hamilton-315538.php BOCA, RATON, FL, November 19, 2012 /24-7PressRelease/ -- In order to provide a practitioner's perspective of current issues involving microcap stocks, Opportunist Magazine discussed securities transactions with a practicing securities attorney named Brenda Hamilton from Hamilton & Associates Securities Law Group in Boca Raton, Florida. Br
Show moreConfidential Submission of Draft SEC Registration Statements www.securitieslawyer101.com/confidential-registration-statement/ Confidential Submission of Draft SEC Registration Statements l Ask Securities Lawyer 101
Ask Securities Lawyer 101 l Confidential Submission Registration Statement
The Jumpstart Our Business Startups Act (the “JOBS Act”) allows an “emerging growth company” to submit a draft of its registration statement and exhibits to the S
OTCMarkets Issuer Reporting Standards www.securitieslawyer101.com/otcmarkets-reporting/ Unlike securities listed on stock exchanges such as NASDAQ or the NYSE, securities may trade through the OTCMarkets interdealer quotation system whether they are Securities and Exchange Commission (“SEC”) reporting issuer or not.
The Three OTCMarkets Reporting Tiers
There are three reporting standards for companies quoted by OTC
Going Public Question & Answer l Ask Securities Lawyer 101 www.securitieslawyer101.com/going-public/
Show moreSEC Registration Statement Comments www.securitieslawyer101.com/sec-comments/
Show moreGoing Public l OTCMarkets OTCQB www.securitieslawyer101.com/go-public-otcqb/
Show moreOTCMarkets Rules of the Road www.securitieslawyer101.com/otc-markets-2/
Show moreUsing Rule 506 in Going Public Transactions www.securitieslawyer101.com/forms-1/
Show moreReverse Mergers l The Game Changers www.securitieslawyer101.com/going-public-reverse-merger/
Show moreOTCMarkets OTC Pink Sheets Uplisting www.securitieslawyer101.com/otcmarkets-otc-pink-uplist/
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